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Delaware
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3714
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84-1905538
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||
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(State or Other Jurisdiction of Incorporation or Organization)
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(Primary Standard Industrial Classification Code Number)
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(I.R.S. Employer Identification Number)
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Stephen C. Hinton, Esq.
Bradley Arant Boult Cummings LLP
1221 Broadway
Nashville, Tennessee 37203
Telephone: (615) 244-2582
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Lon Ensler
Interim Chief Financial Officer
3901 N. First Street
San Jose, CA 95134
Telephone: (650) 564-7820
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging growth company
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☐
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Item 3.
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Incorporation of Documents by Reference
|
| (i) |
The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Annual
Report”), filed with the Commission on April 1, 2025, and Form 10-K/A, filed with the Commission on April 9, 2025;
|
| (ii) |
our Definitive Proxy Statement on Schedule 14A filed with the Commission on December 29, 2025, and our Definitive Proxy Statement
Supplement on Schedule 14A filed with the Commission on January 22, 2026;
|
| (iii) |
our Quarterly Reports on Form 10-Q for the quarterly periods ended March 31, 2025, June 30, 2025 and September 30, 2025, filed with the Commission on May 15, 2025, August 19, 2025
and November 20, 2025, respectively;
|
| (iv) |
All other reports filed by the Registrant with the Commission pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (other than the
reports, or portions thereof, deemed to have been furnished and not filed with the Commission) since the end of the fiscal year covered by the Annual Report referred to in (i) above;
|
| (v) |
the description of our securities contained in Exhibit 4.19 to our Registration Statement on Form S-1, as filed with the Commission
on April 21, 2025, and including any further amendment or report filed for the purpose of updating such description; and
|
| (vi) |
our Current Reports filed on Form 8-K with the Commission on January 16, 2025, January 31, 2025, February
13, 2025, March 4, 2025, March 21, 2025, March
27, 2025, April 14, 2025, April 15, 2025 (as amended on April 15, 2025), May
19, 2025, May 20, 2025, June 5, 2025, June
20, 2025, June 25, 2025, June 30, 2025, July
2, 2025, August 6, 2025, August 14, 2025, September
11, 2025, September 18, 2025, September 25, 2025, September
29, 2025, October 1, 2025, October 6, 2025, October
9, 2025, October 15, 2025, November 24, 2025, December
10, 2025, December 12, 2025, December 15, 2025, December
29, 2025, January 9, 2026, and January 13, 2026.
|
|
Item 8.
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Exhibits
|
|
Incorporated by Reference
|
||||||||||||
|
Exhibit
Number
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Exhibit Title
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Form
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File No.
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Exhibit
|
Date
|
Filed
Herewith
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||||||
|
Opinion of Bradley Arant Boult Cummings LLP as to the validity of the securities being registered.
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X
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|||||||||||
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Consent of Frank, Rimerman + Co. LLP, independent registered public accounting firm.
|
X
|
|||||||||||
|
Consent of Bradley Arant Boult Cummings LLP (included in Exhibit 5.1).
|
X
|
|||||||||||
|
Power of Attorney (filed as part of signature page hereto).
|
X
|
|||||||||||
|
Momentus Inc. 2021 Equity Incentive Plan.
|
8-K
|
001-39128
|
10.5
|
August 18, 2021
|
||||||||
|
First Amendment to Momentus Inc. 2021 Equity Incentive Plan.
|
8-K
|
001-39128
|
10.1
|
May 20, 2025
|
||||||||
|
First Amendment to Momentus Inc. 2021 Equity Incentive Plan.
|
8-K
|
001-39128
|
10.8
|
August 18, 2021
|
||||||||
|
Filing Fee Table.
|
X
|
|||||||||||
|
Momentus Inc.
|
||
|
Date: February 2, 2026
|
By:
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/s/ John C. Rood
|
|
Name:
|
John C. Rood
|
|
|
Title:
|
Chief Executive Officer and Chairperson of the Board of Directors
|
|
|
Signature
|
Title
|
Date
|
||
|
/s/ John C. Rood
|
Chief Executive Officer and Chairman of the Board of Directors
(Principal Executive Officer)
|
February 2, 2026
|
||
|
John C. Rood
|
||||
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/s/ Lon Ensler
|
Chief Financial Officer
(Principal Financial and Accounting Officer)
|
February 2, 2026
|
||
|
Lon Ensler
|
||||
|
/s/ Chris Hadfield
|
Director
|
February 2, 2026
|
||
|
Chris Hadfield
|
||||
|
/s/ Brian Kabot
|
Director
|
February 2, 2026
|
||
|
Brian Kabot
|
||||
|
/s/ Mitchel Kugler
|
Director
|
February 2, 2026
|
||
|
Mitchel Kugler
|
||||
|
/s/ Victorino Mercado
|
Director
|
February 2, 2026
|
||
|
Victorino Mercado
|
||||
|
/s/ Kimberly A. Reed
|
Director
|
February 2, 2026
|
||
|
Kimberly A. Reed
|
||||
|
/s/ Linda J. Reiners
|
Director
|
February 2, 2026
|
||
|
Linda J. Reiners
|
||||

|
|
Very truly yours,
|
|
|
|
|
|
/s/ Bradley Arant Boult Cummings LLP
|
| Security Type | Security Class Title | Fee Calculation Rule | Amount Registered(1) | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee |
| | | | | $ | $ | | $ |
| | | | | $ | $ | $ | |
| Total Offering Amounts | | $ | |||||
| Total Fee Offsets | | ||||||
| Net Fee Due | $ | ||||||
| (1) | Pursuant
to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities
Act”), this Registration Statement shall also cover any additional shares of
the Registrant’s Class A common stock, par value $0.00001 per share (“Common
Stock”), that become issuable under the Registrant’s 2021 Equity Incentive Plan
(the “2021 Plan”) and the Registrant’s 2021 Employee Stock Purchase Plan (the
“2021 ESPP”) by reason of any stock dividend, stock split, recapitalization or
other similar transaction effected without receipt of consideration that
increases the number of outstanding shares of Common Stock.. |
|
(2)
|
Represents
shares of Common Stock that were automatically added to the shares authorized
for issuance under the 2021 Plan pursuant to an “evergreen” provision contained
in the 2021 Plan. Pursuant to such provision, the number of shares reserved for
issuance under the 2021 Plan automatically increases on the first day of each
Fiscal Year in an amount equal to the lesser of (i) three percent (3%) of the
total number of shares of Common Stock on the last day of the immediately
preceding Fiscal Year and (ii) such number of shares of Common Stock determined
by the Board.
|
| (3) | Represents
shares of Common Stock that were automatically added to the shares authorized
for issuance under the 2021 ESPP pursuant to an “evergreen” provision contained
in the 2021 ESPP. Pursuant to such provision, the number of shares reserved for
issuance under the 2021 ESPP automatically increases on the first day of each
Fiscal Year in an amount equal to the lesser of (i) half a percent (0.5%) of
the total number of shares of Common Stock outstanding on the last day of the
calendar month prior to the date of such automatic increase, and (ii) 6,384
shares of Common Stock. |
| (4) | Estimated
in accordance with Rule 457(h) solely for the purpose of calculating the
registration fee on the basis of $7.64 per share, which is the average of the high
and low prices of Class A Common Stock on January 29, 2026, as reported on the
Nasdaq Global Select Market. |
| (5) | Estimated
in accordance with Rule 457(h) solely for the purpose of calculating the
registration fee on the basis of eighty-five percent (85%) of $7.64 per share,
which is the average of the high and low prices of Class A Common Stock on
January 29, 2023, as reported on the Nasdaq Global Select Market. Pursuant to
the 2021 ESPP, the purchase price of the shares of Common Stock reserved for
issuance thereunder will be not less than (i) an amount equal to eighty-five
percent (85%) of the fair market value of a share of Common Stock on the
offering date, as selected by the Board of Directors, or (ii) an amount equal
to eighty-five percent (85%) of the fair market value of a share of Common
Stock on the applicable exercise date. |
|
(6)
|
In
addition, pursuant to Rule 416(c) under the Securities Act, this Registration
Statement also covers an indeterminate amount of interests to be offered or
sold pursuant to the 2021 ESPP. In accordance with Rule 457(h)(2), no separate
fee calculation is made for plan interests.
|